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ICAI - New Publication from Committee on Information Technology Technical Guide on Systems Audit of Stock Brokers
March, 26th 2009

New Publication from Committee on Information Technology
Technical Guide on Systems Audit of Stock Brokers

The Committee on Information Technology has issued Technical Guide on Systems Audit of Stock Brokers recently

Salient Features:

-Introduction (Recent developments, System Audit Requirements of Stock Broking Industry)
-Trading Patterns (Capital Market Segment, Futures & Option Segment)
-IS Architecture (Total information Systems, NSE Trading Network, Stock Broking Activities)
-CTCL Trading Facility
-IS Environment in CTCL                             
-CTCL Audit preparation
-Audit Procedure
-Systems Audit Report
-NSE/ BSE Circulars

This publication can be obtained from the Sales Counters of the Institute at Regional Offices/ Head Office.  It can also be obtained through post by sending a DD for the publication cost plus courier charges as indicated below in favour of The Secretary, ICAI payable at New Delhi to The Postal Sales Department, The Institute of Chartered Accountants of India, A-94/4, Sector 58, Noida 201301. Uttar Pradesh.

This technical guide also contains a Companion CD containing e-book of guide, checklists & NSE/ BSE circulars in the word format
Price: Rs 200/-, Courier Charges within Delhi & NCR Rs.10/- and Rest of India Rs.20/-.

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